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Cleaning Validation (Chapter 14) Swab Sampling Recovery Method

Swab sampling recovery is the study that proves your swab method can reliably remove and detect residues from equipment surfaces during cleaning validation. It quantifies how much of a known residue load applied on a defined area can be recovered, extracted, and measured by your analytical method—reported as % recovery. This factor supports accurate result interpretation and, where justified, correction of swab results.

Purpose

  • Demonstrate suitability of swab material, wetting solvent, swabbing technique, and extraction conditions.
  • Confirm the analytical method can detect residues at or below the MACO/limit from real surfaces (not only in solution).
  • Establish a scientifically justified recovery factor for each product/surface/solvent combination (as applicable).

Typical study design

  1. Select surfaces representing the equipment: SS316L (common), glass, PTFE, silicone, gaskets, or coated surfaces. Include “worst-case” roughness if relevant.
  2. Define test area (commonly 25 cm², 10×10 cm, or actual template area used in routine sampling).
  3. Spike known amount of target residue (API, marker, detergent) onto the area using a calibrated pipette. Choose levels around the acceptance limit (e.g., 50%, 100%, 150% of limit) and include low-level points near LOQ.
  4. Dry/age the residue under controlled conditions (time and temperature) to simulate real equipment hold times.
  5. Swab with controlled technique: pre-wet swab (specified solvent and volume), swab in horizontal + vertical + diagonal strokes, rotate swab head, maintain consistent pressure, and avoid re-contamination.
  6. Extract the swab in a defined volume of solvent using a validated approach (vortex/sonication/shaking) for a fixed time.
  7. Analyze extract using the validated method (HPLC/UV/TOC/conductivity, etc.).
  8. Calculate recovery:
    % Recovery = (Measured amount recovered ÷ Spiked amount) × 100

Acceptance and interpretation

Many firms target ≥70% average recovery with acceptable precision (e.g., %RSD). Lower recoveries may be acceptable if consistent, justified, and used with a correction factor. Recovery can vary by surface type, residue chemistry, drying time, and solvent; therefore document worst-case conditions, number of replicates (often n=3–6 per level), and robustness checks.

Key controls

Include blank swabs, surface blanks, solvent blanks, and spiked-swab controls to separate swab extraction losses from surface removal losses.

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