“Incidents in Pharma” can refer to a wide range of unplanned events or deviations that occur during pharmaceutical manufacturing, testing, storage, or distribution. These incidents can affect product quality, patient safety, regulatory compliance, and operational efficiency.
Common Types of Incidents in Pharma:
- Deviation from SOPs (Standard Operating Procedures):
- Performing tasks differently than defined procedures.
- Example: Not following aseptic gowning procedure.
- Equipment Failure or Malfunction:
- Breakdowns during production or testing.
- Example: HVAC failure in a cleanroom.
- Contamination:
- Microbial, particulate, or cross-contamination.
- Example: Foreign particles found in a sterile vial.
- Labeling Errors:
- Mislabeling of raw materials, intermediates, or finished goods.
- Example: Wrong batch number on a product label.
- Environmental Monitoring Failures:
- Exceeding alert/action limits for viable/non-viable particles.
- Example: High microbial count in Grade A area.
- Documentation Errors:
- Incomplete, incorrect, or backdated entries.
- Example: Missing data in batch manufacturing record.
- Human Errors:
- Mistakes due to lack of training, fatigue, or negligence.
- Example: Incorrect weighing of raw material.
- Utility Failures:
- Issues in water systems, compressed air, HVAC.
- Example: WFI system going out of specification.
- Out of Specification (OOS) / Out of Trend (OOT):
- Test results that are outside accepted limits.
- Example: Dissolution test failure.
- Packaging or Sealing Defects:
- Improperly sealed containers or wrong packaging components.
Incident Reporting & Management Flow:
- Detection
→ Employee identifies and documents the incident. - Initial Notification
→ Inform Quality Assurance (QA) immediately. - Documentation
→ Record details in incident/ deviation form. - Risk Assessment
→ Evaluate impact on product quality, safety, and compliance. - Investigation
→ Root cause analysis using tools like 5 Whys or Fishbone. - Corrective & Preventive Actions (CAPA)
→ Define and implement actions to prevent recurrence. - Review and Closure
→ QA reviews, approves, and formally closes the incident.
Prevention Tips:
- Regular training and requalification.
- Robust change control procedures.
- Routine equipment maintenance and calibration.
- Good Documentation Practices (GDP).
- Continuous monitoring and audits.




